Nasdaq Master Services Agreement

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13.6 Fight against corruption. In connection with the services provided under this Agreement and Customer`s use of DocuSign`s products and services, the parties agree to comply with all applicable anti-bribery and anti-bribery laws, laws and regulations. FINRA Order Form The FINRA purchase order is used by a member company to add, edit, or delete users in the TRAQS web application, as well as a web API certificate to access the master data of active securities. If you request access that contains identifiers issued by CUSIP Global Services, an organization must have the appropriate product license with CUSIP Global Services. Please allow 2 business days for processing. Agreement means any contract, agreement, lease, license, purchase order, order, instrument or other obligation that binds any person or part of its property under applicable law. The Parties may also dismiss the Special Technology Consultant at any time by notifying the Special Technology Consultant in writing signed by all parties and appointing a successor with unanimous written consent. If the Special Technology Consultant resigns or is dismissed, or if for any reason there is a vacancy, the Parties will immediately agree to the successor of the Special Technology Consultant, but if the Parties do not agree to do so, the Successor will be appointed by the AAA at the request of either Party to this Agreement. Any special technology consultant appointed by the AAA must have extensive personal experience and in-depth knowledge of the securities industry and the technical systems used by companies in this sector. Subscribers (as defined in the Nasdaq U.S. Service Agreement) must use the appropriate application forms when notifying Nasdaq in writing to request new services, cancel existing services, or modify existing services.

Evidence. The nature and scope of this discovery are determined by the participants; in so far as the participants are unable to agree on the conditions of such discovery, the nature and scope of such discovery shall be determined by the special panel, which shall take into account the needs of the participants and the desirability of a rapid and cost-effective discovery. The Participants further acknowledge and agree that the disclosure of a dispute submitted to expedited arbitration shall be completed and that the submission of the dispute to the Panel shall commence no later than thirty (30) days after the appointment of the Panel, unless such period has been extended by mutual agreement of all Participants in this Agreement. The Participants further agree that the Panel shall take its decision on any dispute submitted to expedited arbitration within sixty (60) days of the appointment of the Panel, unless all Participants in this Agreement agree in writing to extend that period for cause. Any award of the jury must be made in writing and indicate the factual and legal basis of the award. Participants hereby agree that pecuniary damages may be unreasonable and that, in addition to awarding damages, arbitrators may take any interim or final action they deem necessary, including a permanent injunction requesting the award of a particular service and/or other measures to preserve, protect, maintain or dispose of or terminate the Property may include. License or things under the control of a party, including payment and sharing of damages- Arbitrators may award damages in any amount they deem appropriate. Arbitrators may also award damages up to three times the amount of actual compensation to a party harmed by the good faith inaction of another party.

The Panel shall allocate all costs and expenses of the arbitration, including the fees and expenses of panels and the fees and expenses of experts, between the selected and unsuccessful participants, as it considers fair and reasonable in its sole discretion. Any award is binding and enforceable against the participants, and the judgment may be entered in any court of competent jurisdiction. 7.3 Obligations after termination. If this Agreement expires or is terminated for any reason: (a) Customer shall pay DocuSign all amounts accumulated prior to the effective date of expiration or termination that remain unpaid on the effective date; (b) all liabilities of a party to the other party arising prior to the effective date of the expiration or termination will survive; (c) the licenses and rights of use granted to Customer with respect to the DocuSign Services and Intellectual Property must terminate immediately; (d) DocuSign`s obligation to provide additional services to Customer under this Agreement shall terminate immediately, except for services expressly intended to be provided after the expiration or termination of this Agreement; and (e) the rights and obligations of the parties under sections 6.1, 7.3, 8.3 and 10 to 13 shall survive. 5.1 Fees. Except as expressly provided in the applicable Order Form or soW, Customer shall pay all fees specified in the Purchase Order or rig in accordance with the following provisions: (a) DocuSign Services fees will be invoiced annually in advance; (b) the first invoice coincides with the start date of the order or the effective date of a service description; (c) payment is due within thirty (30) days of the invoice date; and (d) all amounts are denominated in United States dollars. Upon performance by Customer and DocuSign, each Purchase Order and/or Statement of Work is non-cancellable and non-refundable, except as provided in this Agreement, and the term set forth in the DocuSign Cloud Services Purchase Order is a continuous and non-divisible obligation for the duration of the Term, regardless of the billing schedule. Customer may withhold payment of any disputed fees or amounts by Customer in good faith until such dispute has been resolved, provided that Customer: (i) notifies DocuSign of the dispute before the due date of such payment and details in such notice (A) the amount in dispute and (B) the reason for the dispute; facilitate the investigation and settlement of DocuSign by the parties; (ii) all undisputed fees and amounts paid on time; (iii) cooperate diligently with DocuSign to resolve the dispute as soon as possible; and (iv) pay all amounts determined by the resolution of the Dispute (by adversarial procedure, agreement or otherwise) within ten (10) days of such resolution. Section 2.02 Transfer Documents.

Each Party agrees to provide the other Parties, without additional consideration, in a timely manner and without additional consideration, with any other document, instrument, certificate and agreement that may reasonably be requested by either of those other Parties in connection with the transactions contemplated in this Agreement, and to take such additional steps as may be necessary to implement the provisions of this Agreement. are reasonably necessary, including, but not limited to, the delivery and execution of appropriate transfer instruments..

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